Products and Services offered

MAH Advising PLLC, a leading law firm, is a pioneer in protecting your financial services firm from legal and regulatory risks. With a focus on Corporate Governance, Mergers and Acquisitions, Investment Management and Capital Markets, and regulatory compliance, MAH Advising PLLC offers comprehensive legal services to clients of all sizes in New York, the United States, and internationally. We have the years of experience and knowledge of best practices necessary to provide corporate governance, assisting clients in managing the responsibilities of running a financial corporation. MAH Advising PLLC has a team of professionals experienced in the field of Corporate Governance providing services of SEC filings, including proxy statements, Form 10Q/K, and Section 16 filings, including research and benchmarking. We provide a range of services relating to Regulatory Counsel & Compliance Services which includes Regulatory Filing, Investment Adviser regulatory counsel (SEC & State), Strategic Corporate Planning for Merger and Acquisitions, Transitions & Breakaway, Succession Planning, and General counsel services including Contract Review. We offer businesses, investment advisers, broker-dealers, hedge funds, private equity firms, and other market participants comprehensive representation relating to Formation, Business Transition, Regulatory Compliance, SEC Exams, and Corporate Counsel Support. Our securities attorneys provide broker dealer compliance services by assisting broker-dealers from the start of their business. MAH experts being FINRA broker dealer regulatory counsels are well-versed in all aspects of Financial Industry Regulatory Authority compliance (FINRA). With our in-depth analysis and individualized solutions, let the merger and acquisition consultant MAH Advising and their decades of experience in corporate finance law lead you through the various steps of mergers and acquisitions (M&A). We have advised financial services firms and corporations across the spectrum on compliance with federal securities regulations. We aim to deliver the best results for unique and complex financial issues. For additional help or information regarding financial services, talk to the team here at MAH Advising PLLC.

Business Hours:
M 9am-5pm, Tu-Th Closed, F 9am-5pm, Sa-Su Closed

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